WebSep 11, 2008 · Washington, D.C.—Sept. 11, 2008—The Futures Industry Association today issued the following statement from FIA President John Damgard regarding the Commodity Futures Trading Commission’s staff report on commodity swap dealers and index traders: First, we applaud the CFTC's efforts to deepen the public’s understanding of the … WebCHAPTER I—COMMODITY FUTURES TRADING COMMISSION; PART 49—SWAP DATA REPOSITORIES § 49.22 Chief compliance officer. 17 CFR § 49.22 - Chief compliance officer. CFR ; ... The annual compliance report shall be provided electronically to the Commission not more than 60 days after the end of the swap data repository's fiscal …
FTC Annual Reports Federal Trade Commission
Web4d(f) of the Commodity Exchange Act (CEA)— See CFTC Regulation 22.2(g) for further information. Qualifying institutions holding cleared swaps assets must report the balances in the firm's account(s) held at the qualifying institution to NFA on a daily basis. See . NFA Financial Requirement Section 4 for further information. WinJammer. TM WebPrior to submission to the Commission, the chief compliance officer shall provide the annual compliance report for review to the board of directors of the swap execution facility or, in the absence of a board of directors, to the senior officer of the swap execution facility. fire notices uk
Annual SD Requirements NFA
WebNov 25, 2024 · The Commodity Futures Trading Commission (“CFTC”) recently released its 2024 Annual Report on the status of its whistleblower program for the fiscal year … WebDec 6, 2024 · On December 4, the Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission (CFTC) issued an advisory addressing the preparation of the Chief... WebJan 14, 2015 · Based on CFTC staff review of CCO annual reports submitted in the first year, the Advisory provides guidance and recommendations for best practices with respect to future annual report filings and ... firenow plantel cancun 2